Chad R Horton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-01-14
CA	RA	APPROVED	2006-04-13

TX RA
APPROVED_RES

Since 2011-01-14
CA RA
APPROVED

Since 2006-04-13

Branch Locations

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Tucson	AZ	03/2000	Present
Bank Of America,N.A.	Tucson	AZ	06/2011	Present

03/2000 → Present

Merrill Lynch

Tucson, AZ
06/2011 → Present

Bank Of America,N.A.

Tucson, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-31

S66 Uniform Combined State Law Examination

2000-10-31

Other Names

Chad R Horton
Chad Roger Maurice Horton

View on SEC IAPD

Other Firms

IRONWOOD FINANCIAL, LLC

WELLS FARGO CLEARING SERVICES, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

AIO FINANCIAL, LLC

FINANCIAL DIRECTIONS LLC

COMMONWEALTH FINANCIAL NETWORK

GENEOS WEALTH MANAGEMENT, INC.

Other Investors

MARTIN ANTHONY SMITH

ALEXANDER DEVEREAUX PARRS

ROBIN RODGERS DOLEZAL

DARREN GRANT HESSELINK

DANIEL SHAY NENTL

DAVID A. NIICHEL

EMILY MARIE Delgado

DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ

IRONWOOD FINANCIAL, LLC · TUCSON, AZ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ

WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ

ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ

AIO FINANCIAL, LLC · TUCSON, AZ

EDWARD JONES · TUCSON, AZ

FINANCIAL DIRECTIONS LLC · TUCSON, AZ

More in Tucson, AZ

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