Charles Peter Hastings

Current Employers

Employment History

• 09/2018 → 04/2025
  B. Riley Wealth Management, Inc.
  Los Angeles, CA
• 07/2022 → 04/2025
  B. Riley Wealth Advisors, Inc.
  Los Angeles, CA
• 04/2023 → 04/2025
  B. Riley Wealth Private Shares Llc
  Los Angeles, CA
• 05/2025 → Present
  Checchi Capital Advisers, Llc
  Beverly Hills, CA
• 11/2017 → 08/2020
  B. Riley Securities, Inc.
  Los Angeles, CA
• 05/2013 → 11/2017
  B.RIley & Co, Llc
  Los Angeles, CA
• 04/2015 → 10/2019
  B. Riley Asset Management
  Los Angeles, CA
• 03/2021 → 07/2022
  National Securities Corporation
  Boca Raton, FL

Previous Registrations

• 2022-07-27 → 2025-04-16
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
  New York, NY
  Los Angeles, CA
• 2023-04-04 → 2025-04-16
  B. Riley Wealth Private Shares
  Los Angeles, CA
• 2019-10-31 → 2022-12-31
  B. Riley Wealth Management
  Los Angeles, CA
  Norwalk, CT
  Memphis, TN
  New York, NY
• 2015-04-22 → 2019-10-14
  B. Riley Capital Management
  Los Angeles, CA
• 2014-01-02 → 2015-06-23
  B. Riley Asset Management, Llc
  Los Angeles, CA
• 2013-08-23 → 2014-04-16
  B. Riley & Co., Llc
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1) APPLIED DIGITAL; INVESTMENT-RELATED; 3811 TURTLE CREEK BLVD., SUITE 2125 DALLAS, TX 75219; BOARD OF DIRECTOR MEMBER; START DATE: 04/22/2021; 2 HRS/MONTH, 0 DURING SECURITIES TRADING HOURS...

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-23
• S63 Uniform Securities Agent State Law Examination
  2013-05-15

Other Names

• Charles P Hastings