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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-15 |
| FL | RA | APPROVED | 2010-11-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Guaybabo | PR | 11/2010 | Present |
| Bank Of America, N.A. | Guaynabo | PR | 07/2011 | Present |
I*78915 For profit or not for profit: For-Profit Organization Name of outside business organization: FULLMED Investments LLC Investment related: Y Address of business: Guaynabo, 966 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/1/2013 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: This is a non operating investment company for estate planning purposes. I*98606 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: L & F SERVICE STATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: BARRIO JAGUAS CIALES, 00638 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/30/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GAS STATION 50% OWNER CAPITAL INVESTOR NON OPERATIONAL OWNER I*130259 For profit or not for profit: For-Profit Organization Name of outside business organization: Finca La Jaguas Investment related: N Address of business: Ciales, Puerto Rico 00638 Nature of business: Family Business Position, title, association: Family Held, Start date of relationship: 1/1/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Agriculture Business / Cattle Farm I*1037251 For profit or not for profit: Name of outside business organization: Fullana Ramirez Trust Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Rental Beach House own by the Fullana Ramirez Trust
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-11 |
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