Joseph C. Baer

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-25
WA	RA	APPROVED	2012-06-04

TX RA
APPROVED_RES

Since 2019-11-25
WA RA
APPROVED

Since 2012-06-04

Branch Locations

925 4Th Avenue Floors 20 Thru 22, Seattle, WA 98104 • United States

Sammamish, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Seattle	WA	06/2012	Present

06/2012 → Present

Ubs Financial Services Inc.

Seattle, WA

Previous Registrations

2002-02-20 → 2013-01-11

Alliancebernstein L.P.

Seattle, WA

Other Businesses

1. Ridge 91 LLC, Owns two condominiums in Sun Valley, Idaho, Proprietor / owner, Maintain and manage property, start date-4/1/2012, SammamishWashington United States-98075.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-22

S66 Uniform Combined State Law Examination

2000-09-22

Other Names

Joseph Charles Baer
Joe Baer

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews