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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-20 |
| LA | RA | APPROVED | 2022-07-05 |
Branch Locations
601 N Trenton Street Suite #2, Ruston, LA 71270 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Monroe | LA | 06/2000 | Present |
| Elm Financial | Ruston | LA | 04/2015 | Present |
| Eagle Strategies Llc | Ruston | LA | 07/2022 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 601 N TRENTON STREET, SUITE 2, RUSTON, LA 71270; START DATE 11/2013; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF ELM FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: RUSTON, LA; START DATE: 04/2015] [Ruston Gun Club, Inc.; Local member-only private non-profit shooting range. ; 1954 Wafer Road, Ruston, LA 71270; Start Date 08/2023; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Serving as a board member, range officer & attending evening meetings 4-6 times a year. Make sure the grass is cut and facilities are maintained] [Trinity Methodist Church Administrative Council; Chair of Administrative Council and Executive Committee of the church. These two committees govern church policy and administrative decisions and direct the church's overall course.; 1000 W Woodward, Ruston LA 71270; Start Date 01/2023; Role/Title: Officer; Not Investment Related; 3 hours per month; 1 hours per month during securities trading hours; As the Administrative Council Chair, I would also serve as Executive Committee Chair, I would preside over 4 Administrative Council and 4 Executive Committee business meetings annually. I would also sit ex-officio on any standing or ad-hoc committee in the church. If held during the week, most meetings are either evening meetings or occur on Sunday.]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-10 |
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