Amy Lynn Smith

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2001 → 12/2020
  Avantax Investment Services, Inc.
  Johnson City, NY
• 01/2008 → 12/2020
  Avantax Advisory Services
  Johnson City, NY
• 12/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/01/2020. 2) AMY L. SMITH DBA THE TAXSMITHS, 99 N. BROAD ST., JOHNSON CITY, NY, 06/2013, OWNER, TAX PREPARATION, NIR, 50 HRS/MO, 30 HRS/MO TRADING. 3) AMY L. SMITH DBA AMY L. SMITH FINANCIAL SERVICES, 99 N. BROAD ST., JOHNSON CITY, NY, 07/2011, OWNER, TRADE NAME/DBA, NIR, 160 HRS/MO, 132 HRS/MO TRADING. 4) AMY L. SMITH, 99 N. BROAD ST., JOHNSON CITY, NY, 06/2009, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 40 HRS/MO, 40 HRS/MO TRADING. 5) STERLING A. SMITH AND AMY L. SMITH, 99 N. BROAD ST., JOHNSON CITY, NY 13790, 01/2012, OWNER, REAL ESTATE, NIR, 1 HR/MO - 1 HR/MO TRADING. 6) AMY L SMITH, 99 N Broad St, Johnson City NY 13790, 09/19/2016, Notary Public, Notary, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-10-15

Designations

• Chartered Financial Consultant

Other Names

• Amy Lynn Coleman