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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-08
  • TX RA
    APPROVED
    Since 2025-01-08

Branch Locations

10415 Morado Circle The Avallon-Building I, Suite 150, Austin, TX 78759 • United States

Resource Consulting Group, Inc.

10415 Morado Circle Bldg 1, Suite #150, Austin, TX 78759 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-31
  • TX RA
    APPROVED
    Since 2019-08-31

Branch Locations

10415 Morado Circle Bldg 1, Suite #150, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Plainfield IL 06/2011 07/2019
Fsc Securities Corporation Austin TX 08/2019 11/2023
Resource Consulting Group, Inc. Austin TX 08/2019 Present
Osaic Wealth, Inc. Austin TX 11/2023 Present
Previous Registrations
  • 2019-08-16 → 2022-01-03
    Fsc Securities Corporation
    Austin, TX
  • 2013-09-16 → 2019-09-04
    Palos Heights, IL
    Plainfield, IL
    Munster, IN
  • 2012-02-13 → 2013-09-16
    Chicago, IL
    Channahon, IL
    Fort Mill, SC
    Plainfield, IL
    Burbank, IL
Other Businesses

1. RCG FINISH WELL, LLC POSITION: Senior Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 08/15/2019 ADDRESS: 10415 Morado Circle, Bldg 1, Suite 105, Austin TX 78759, United States DESCRIPTION: My duties include financial planning, client relations, investment analysis, recommendations, securities and insurance business conducted through affiliation with my broker/dealer, FSC SECURITIES COPRORATION and FSC AGENCY. 2. RESOURCE CONSULTING GROUP INC POSITION: Senior Wealth Manager NATURE: c Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 08/15/2019 ADDRESS: 10415 Morado Circle, BLD 1 STE 150, AUSTIN TX 78759, United States DESCRIPTION: Financial Planning and 401k consulting services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-10
S63 Uniform Securities Agent State Law Examination 2000-12-05
  • S66 Uniform Combined State Law Examination
    2012-02-10
  • S63 Uniform Securities Agent State Law Examination
    2000-12-05

View on SEC IAPD

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