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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Austin | TX | 04/2016 | 03/2025 |
| Kestra Investment Services, Llc | Austin | TX | 12/2010 | 03/2025 |
| B.B. Graham & Co. Inc | Austin | TX | 03/2025 | 10/2025 |
| Per Stirling Capital Management, Llc | Austin | TX | 03/2025 | 10/2025 |
| Integrity Alliance Llc | Austin | TX | 03/2026 | Present |
| Unemployed | Austin | TX | 11/2025 | 02/2026 |
1) UBER TECHNOLOGIES, INC. - NOT INVESTMENT RELATED; ADDRESS: 1725 3RD ST. SAN FRANCISCO, CA 94158; NATURE: RIDESHARING; ROLE: DRIVER/CONTRACTOR; START DATE: 03/2025; 20 HRS PER MONTH; 0 HOURS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-27 |
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