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Laura Anne Johnson

Rbc Capital Markets, LLC

Conshohocken, PA

Loveland, OH

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-07-14
  • OH RA
    APPROVED
    Since 2021-07-14

Branch Locations

Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States

Loveland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Cincinnati OH 06/2011 02/2020
Raymond James Cincinnati OH 05/2020 12/2020
Strategic Wealth Investment Group, Llc Loveland OH 12/2020 07/2021
Rbc Capital Markets, Llc Conshohocken PA 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-19
S63 Uniform Securities Agent State Law Examination 2000-11-07
  • S66 Uniform Combined State Law Examination
    2004-04-19
  • S63 Uniform Securities Agent State Law Examination
    2000-11-07
Other Names
  • Laura Anne Schwab
  • Laura Anne Whanger
  • Laura Anne Schwab
  • Laura A. Johnson

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA

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