Laura Anne Johnson

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 02/2020
  U.S. Bancorp Investments, Inc.
  Cincinnati, OH
• 05/2020 → 12/2020
  Raymond James
  Cincinnati, OH
• 12/2020 → 07/2021
  Strategic Wealth Investment Group, Llc
  Loveland, OH
• 07/2021 → Present
  Rbc Capital Markets, Llc
  Conshohocken, PA

Previous Registrations

• 2020-12-23 → 2021-07-26
  Strategic Wealth Investment Group, Llc
  Louisville, KY
  Loveland, OH
• 2020-05-12 → 2020-12-23
  Raymond James & Associates, Inc.
  St. Petersburg, FL
  Loveland, OH
• 2011-06-10 → 2020-02-26
  U.S. Bancorp Investments, Inc.
  Cincinnati, OH
  Loveland, OH
  Cincinnati, OH
• 2006-10-20 → 2011-06-08
  Ubs Financial Services Inc.
  Cincinnati, OH
• 2005-07-07 → 2006-03-13
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
• 2004-04-20 → 2005-07-07
  Td Ameritrade, Inc.
  Cincinnati, OH

Exams

• S66 Uniform Combined State Law Examination
  2004-04-19
• S63 Uniform Securities Agent State Law Examination
  2000-11-07

Other Names

• Laura Anne Schwab
• Laura Anne Whanger
• Laura Anne Schwab
• Laura A. Johnson