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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-03-05
FL RA APPROVED 2012-06-20
TX RA APPROVED_RES 2012-04-19
  • GA RA
    APPROVED
    Since 2019-03-05
  • FL RA
    APPROVED
    Since 2012-06-20
  • TX RA
    APPROVED_RES
    Since 2012-04-19

Branch Locations

100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States

3280 Peachtree Road Northeast, Suite 2000 Pwm, Atlanta, GA 30305 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tampa FL 03/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/2012 → Present
    Morgan Stanley Smith Barney
    Tampa, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2004-02-23 → 2012-04-12
    Credit Suisse Securities (Usa) Llc
    West Palm Beach, FL
    Tampa, FL
    Chicago, IL
    Chicago, IL
  • 2002-09-03 → 2004-02-18
    Citicorp Investment Services
    Chicago, IL
  • 2000-09-08 → 2002-07-15
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-01
  • S66 Uniform Combined State Law Examination
    2000-09-01

View on SEC IAPD

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