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Daniel Vigne

J.P. Morgan Securities LLC

Sarasota, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-25
TX RA APPROVED 2024-06-11
  • FL RA
    APPROVED
    Since 2024-06-25
  • TX RA
    APPROVED
    Since 2024-06-11

Branch Locations

2 N Tamiami Trl Floor 01, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Sarasota FL 01/2013 05/2024
Northern Trust Securities, Inc. Sarasota FL 07/2013 06/2023
Jpmorgan Chase Bank, Na Tampa FL 06/2024 Present
Jpmorgan Securities Llc Tampa FL 06/2024 Present
  • 01/2013 → 05/2024
    Northern Trust
    Sarasota, FL
  • 07/2013 → 06/2023
    Northern Trust Securities, Inc.
    Sarasota, FL
  • 06/2024 → Present
    Jpmorgan Chase Bank, Na
    Tampa, FL
  • 06/2024 → Present
    Jpmorgan Securities Llc
    Tampa, FL
Previous Registrations
  • 2004-07-19 → 2005-12-31
    Wells Fargo Clearing Services, Llc
    Sarasota, FL
  • 2003-07-28 → 2004-05-28
    Amsouth Investment Management Company Llc
    Sarasota, FL
  • 2003-03-04 → 2003-07-28
    Amsouth Investment Services, Inc.
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-27
S63 Uniform Securities Agent State Law Examination 2014-06-24
S66 Uniform Combined State Law Examination 2001-04-11
  • S65 Uniform Investment Adviser Law Examination
    2024-06-27
  • S63 Uniform Securities Agent State Law Examination
    2014-06-24
  • S66 Uniform Combined State Law Examination
    2001-04-11
Designations
Other Names
  • Dan Vigne
  • Daniel Eugene Vigne

View on SEC IAPD

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CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
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HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
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ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
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