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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-11-15
  • IL RA
    APPROVED
    Since 2013-11-15

Branch Locations

100 Pierce Rd Suite 105, Itasca, IL 60143 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group Itasca IL 11/2013 Present
Lpl Financial Llc Itasca IL 11/2013 06/2025
Wealth Enhancement Brokerage Services Plymouth MN 11/2013 Present
Wealth Enhancement Advisory Services Plymouth MN 11/2013 Present
  • 11/2013 → Present
    Wealth Enhancement Group
    Itasca, IL
  • 11/2013 → 06/2025
    Itasca, IL
  • 11/2013 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 11/2013 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Previous Registrations
  • 2004-03-05 → 2013-12-10
    Summit Wealth Advisors Llc
    Itasca, IL
  • 2013-11-15 → 2013-11-18
    Itasca, IL
    Plymouth, MN
    Itasca, IL
  • 2009-01-02 → 2013-11-18
    Itasca, IL
  • 2003-10-20 → 2009-01-02
    Raymond James Financial Services, Inc.
    Hasca, IL
    Itasca, IL
  • 2001-01-09 → 2003-10-03
    Osaic Fa, Inc.
    Chicago, IL
Other Businesses

1. 11/15/2013: NON-VARIABLE INSURANCE DBA - WEALTH ENHANCEMENT GROUP - SELLS FIXED ANNUITIES, INSURANCE, DISABILITY, LTC. - ITASCA, IL. 2. 2/3/2015: TAX PREP/ACCOUNTING/CPA - TODD B. DIVEN CPA - BASIC TAX PREPARATION. - STARTED 10/01/2000 - INVESTMENT RELATED - 5 HOURS PER MONTH/0 HOURS DURING TRADING - ELGIN, IL. 3. 9/1/2015: TBDIVEN HOLDINGS LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/21/2015 - 0 Hours Per Month. 4. 1/29/2021 - Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/11/2021 - 10 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-01
S63 Uniform Securities Agent State Law Examination 2000-10-10
  • S65 Uniform Investment Adviser Law Examination
    2000-12-01
  • S63 Uniform Securities Agent State Law Examination
    2000-10-10
Designations

View on SEC IAPD

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