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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2008-07-03
  • OK RA
    APPROVED
    Since 2008-07-03

Branch Locations

11830 S. Pennsylvania Avenue, Oklahoma City, OK 73170 • United States

2308 North Van Buren, Enid, OK 73703 • United States

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

1400 S. Santa Fe, Edmond, OK 73003 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bokf, Na Oklahoma City OK 07/2008 Present
Bok Financial Securities, Inc. Oklahoma City OK 07/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-07-08
    Morgan Stanley & Co. Llc
    Oklahoma City, OK
  • 2001-04-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Oklahoma City, OK
    Norman, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-16
  • S66 Uniform Combined State Law Examination
    2000-11-16

View on SEC IAPD

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