Best Investors Account Sign in

Christine Marie Leach

Schwab Wealth Advisory, Inc.

Phoenix, AZ

Claim This Profile
Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-08
TX RA APPROVED 2023-07-21
  • AZ RA
    APPROVED
    Since 2023-08-08
  • TX RA
    APPROVED
    Since 2023-07-21

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Oak Brook IL 11/1997 Present
Charles Schwab Bank Oak Brook IL 02/2005 Present
Schwab Wealth Advisory Phoenix AZ 07/2023 Present
  • 11/1997 → Present
    Charles Schwab & Co., Inc.
    Oak Brook, IL
  • 02/2005 → Present
    Charles Schwab Bank
    Oak Brook, IL
  • 07/2023 → Present
    Schwab Wealth Advisory
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-23
S63 Uniform Securities Agent State Law Examination 1999-10-08
  • S66 Uniform Combined State Law Examination
    2000-08-23
  • S63 Uniform Securities Agent State Law Examination
    1999-10-08
Other Names
  • Christine Malek
  • Christine Marie Malek

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor