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David Robert Espinosa

Centaurus Financial, Inc.

Upland, CA

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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-03-02
NM RA APPROVED 2014-08-08
CA RA APPROVED 2014-08-07
TX RA APPROVED 2014-08-07
  • UT RA
    APPROVED
    Since 2023-03-02
  • NM RA
    APPROVED
    Since 2014-08-08
  • CA RA
    APPROVED
    Since 2014-08-07
  • TX RA
    APPROVED
    Since 2014-08-07

Branch Locations

818 North Mountain Ave. Suite #200, Upland, CA 91786 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Airlines Los Angeles CA 03/1989 Present
Various Insruance Carriers For W&R Insurance Agencies Rancho Cucamunga CA 08/2006 Present
Centaurus Financial Inc. Anaheim CA 08/2014 Present
  • 03/1989 → Present
    United Airlines
    Los Angeles, CA
  • 08/2006 → Present
    Various Insruance Carriers For W&R Insurance Agencies
    Rancho Cucamunga, CA
  • 08/2014 → Present
    Centaurus Financial Inc.
    Anaheim, CA
Previous Registrations
  • 2013-05-07 → 2014-08-08
    Fsc Securities Corporation
    Upland, CA
  • 2010-04-09 → 2013-05-16
    Lpl Financial Llc
    Upland, CA
  • 2007-02-22 → 2008-12-22
    Waddell & Reed
    Ontario, CA
    Brea, CA
Other Businesses

1ON1 FINANCIAL, NON-INVESTMENT RELATED, 818 N. MOUNTAIN AVE., SUITE #200, UPLAND, CA 91739, DBA, FOR MARKETING PURPOSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-21
S63 Uniform Securities Agent State Law Examination 2002-05-09
  • S66 Uniform Combined State Law Examination
    2007-02-21
  • S63 Uniform Securities Agent State Law Examination
    2002-05-09
Other Names
  • David R Espinosa

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
CHARLES SCHWAB & CO., INC. · Upland, CA
J.P. MORGAN SECURITIES LLC · UPLAND, CA
WELLS FARGO CLEARING SERVICES, LLC · UPLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALTA LOMA, CA
J.P. MORGAN SECURITIES LLC · RANCHO CUCAMONGA, CA

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