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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2017-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Warren Sasser & Associates, Llc | Geneva | AL | 11/1996 | Present |
| Sal Financial Services, Inc. | Birmingham | AL | 04/2002 | 10/2017 |
| Ameriprise Financial Advisors Inc. | Geneva | AL | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Dothan | AL | 03/2020 | Present |
| Ameriprise Financial Services, Llc | Geneva | AL | 08/2022 | Present |
Real Estate Ownership; Commercial; 1883 West Magnolia AvenueGeneva, Alabama 36340, ,; Not Investment-Related; 09/01/2006 / Multi-Family; Creekside CondoAuburn, Alabama, ,; Not Investment-Related; 07/22/2016 / Single Family; 14105 Millcole AvenuePanama City Beach, Florida, ,; Not Investment-Related; 05/22/2012. Business Ownership; Warren, Sasser, & Associiates, LLC; ; Tax Preparation; 1883 West Magnolia AvenueGeneva, AL 36340, ,; Not Investment-Related; 11/01/1994; 60 hours per month; 60 during trading hours. Board of Directors; Geneva County Board of Education; Board Member; PO Box 250Geneva, AL 36340, ,; ; 01/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Geneva County Board of Education; School Board Member -; Public County School Board; PO Box 250Geneva, AL 36340, ,; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours / Warren, Sasser, & Associates, LLC; Managing Member -; Tax Preparation; 1883 West Magnolia AvenueGeneva, AL 36340, ,; Not Investment-Related; 11/01/1994; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-09-06 |
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