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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-06-18 |
| TN | RA | APPROVED | 2021-08-25 |
| NV | RA | APPROVED | 2021-08-11 |
| IL | RA | APPROVED | 2021-07-30 |
| CA | RA | APPROVED | 2021-07-28 |
| GA | RA | APPROVED | 2021-07-28 |
| OH | RA | APPROVED | 2021-07-28 |
| VT | RA | APPROVED | 2021-07-28 |
| AK | RA | APPROVED | 2021-07-27 |
| CO | RA | APPROVED | 2021-07-27 |
| MO | RA | APPROVED | 2021-07-27 |
| NY | RA | APPROVED | 2021-07-27 |
| NC | RA | APPROVED | 2021-07-27 |
| OK | RA | APPROVED | 2021-07-27 |
| PA | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED | 2021-07-27 |
| VA | RA | APPROVED | 2021-07-27 |
| FL | RA | APPROVED | 2021-07-26 |
Branch Locations
101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States
3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States
Nashville, TN • United States
St. Petersburg, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Tampa | FL | 07/2021 | Present |
| Alliance Capital Management Lp | New York | NY | 10/2000 | Present |
| Sanford C. Bernstein & Co., Llc | New York | NY | 11/2000 | 07/2021 |
1) Sabot Investments LLC/ investment related?: yes/ 801 Placido Way NE, St. Petersburg, Florida, 33704/ Proprietor / owner/ manager / start date: 3/1/2018/ 2) Shannon Gallagher's Minerals LLC/ investment related?: yes/ 3333 Painted Desert Dr, Edmond, OK, 73034 US/ Holds Mineral Rights that were inherited from my parents. My brother and I own the LLC 50/50/ Partner/ It is a passive entity and owns mineral rights./ start date: 8/1/2016 3) JRTC Groves DBA VineIT / 780 94th Avenue N, Suite 110St. PetersburgFL33702 / Services (Business, Professional, Support) / Company / Managed services and cyber security to small businesses / Investor / Proprietor / owner / 1/4/2016 4) Sabot Beach LLC, Owns a beach condo that will be rented, Proprietor / owner, Manager, Start date-5/1/2024, St. Petersburg Florida United States33704.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-12 |
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