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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1772 E. Jericho Tpke Suite 1A, Huntington, NY 11743 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aflac | Melville | NY | 04/2020 | 06/2021 |
| D&R Consulting | Islandia | NY | 07/2019 | 11/2019 |
| Bwd Sports & Entertainment Llc | Plainview | NY | 10/2000 | 06/2019 |
| Unemployed | East Northport | NY | 11/2019 | 04/2020 |
| Massmutual Life Insurance Co | Hauppauge | NY | 10/2020 | 12/2022 |
| Mml Investors Services, Llc | Hauppauge | NY | 09/2021 | 12/2022 |
| Pruco Securities, Llc. | Forest Hills | NY | 06/2024 | 11/2024 |
| Crestwood Country Day School | Melville | NY | 06/2023 | 08/2023 |
| Unemployed | East Northport | NY | 01/2024 | 06/2024 |
| Tk Strategic Solutions | East Northport | NY | 07/2019 | 12/2023 |
| The Prudential Insurance Company Of America | Forest Hills | NY | 08/2024 | Present |
| Lpl Enterprise, Llc | Forest Hills | NY | 11/2024 | Present |
1) 12/23/2024 - RG Wealth Management Group - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date 10/08/2024 - 120hrs/mth - 120hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-07 |
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