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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED | 2025-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Walnut Creek | CA | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | 02/2025 |
| Wells Fargo Advisors Financial Network, Llc | Okatie | SC | 02/2025 | Present |
SEA ISLAND COTTON ADVISORS LLC; INV RELATED; OKATIE, SC; 50% OWNERSHIP; START DATE 02/25/2025; 160 HOURS PER MONTH; 160 DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-14 |
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