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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED | 2025-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Walnut Creek | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | 02/2025 |
| Wells Fargo Advisors Financial Network, Llc | Okatie | SC | 02/2025 | Present |
SEA ISLAND COTTON ADVISORS LLC; INV. RELATED; OKATIE, SC; INVESTMENT ADVISORY; 50% OWNER; START DATE 2/25/2025; 160 HRS PER MONTH; 0 HRS DURING TRADING; CO-OWNER WITH SPOUSE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-06 |
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