Todd Arthur Penrod

Employer firm

Hbw Advisory Services LLC CRD 143665

$1.75B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2017
  Hbw Securities Llc
  Simi Valley, CA
• 09/2015 → Present
  Hbw Advisory Services Llc
  Simi Valley, CA
• 06/2017 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2017-06-26 → 2021-07-29
  Cetera Wealth Services, Llc
  Newport Beach, CA

Other Businesses

1.NAME OF OTHER BUSINESS: HBW ADVISORY SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HBW ADVISORY SERVICES LLC PRIMARILY SERVICES THE FINANCIAL PLANNING AND INVESTMENT MANAGEMENT NEEDS OF INDIVIDUALS AND SMALL BUSINESSES POSITION/TITLE/RELATIONSHIP: COMPLIANCE OFFICER START DATE: 06/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: COMPLIANCE OFFICER 2. NAME OF OTHER BUSINESS: HBW PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2015 POSITION/TITLE/RELATIONSHIP: COMPLIANCE OFFICER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: CHIEF COMPLIANCE OFFICER FOR RIA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-03
• S63 Uniform Securities Agent State Law Examination
  2000-08-07