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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-02
OH RA APPROVED 2020-08-05
  • TX RA
    APPROVED
    Since 2024-01-02
  • OH RA
    APPROVED
    Since 2020-08-05

Branch Locations

7426 Jager Ct., Cincinnati, OH 45230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Blue Ash OH 12/2003 08/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 08/2020
Cambridge Investment Research, Inc Fairfield IA 08/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2020 Present
  • 12/2003 → 08/2020
    Fidelity Brokerage Services Llc
    Blue Ash, OH
  • 07/2018 → 08/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 08/2020 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2018-07-13 → 2020-08-05
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2007-06-26 → 2018-07-13
    Covington, KY
    Covington, KY
Other Businesses

1) ROSSELOT FINANCIAL GROUP, 7426 JAGER CT CINCINNATI OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/2020, INV REL, 2 HR/WK 2 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 20 HR/TRADING, 08/2020 3) ROSSELOT FINANCIAL GROUP INC, 7426 JAGER CT CINCINNATI OH, DBA VP FINANCIAL CONSULTANT, 08/2020, INV REL, 30 HR/WK 30 HR/TRADING 4) HEIN MANAGEMENT LLC, 5326 LESTER RD CINCINNATI OH, 03/2022, HOME BUILDER/FINANCING, REAL ESTATE, NIR, 15 HR/MO 5 HR/MO TRADING 5) WYRICK HEIN HOMES LLC, 5328 Lester Rd, Cincinnati OH 45213, 01/2025, OWNER, REAL ESTATE, NIR, 20 HR/MO - 5 HR/MO TRADING. 6) RANDALL HEIN, 1443 Grand Oaks Dr, Cincinnati OH 45255, United States, START DATE 10/2025, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-26
S63 Uniform Securities Agent State Law Examination 2004-06-28
  • S66 Uniform Combined State Law Examination
    2008-02-26
  • S63 Uniform Securities Agent State Law Examination
    2004-06-28
Designations
Other Names
  • Randall Edward Hein

View on SEC IAPD

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