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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-11
  • IL RA
    APPROVED
    Since 2021-03-11

Branch Locations

2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Schaumburg IL 11/2001 07/2019
Mml Investors Services, Llc Lisle IL 08/2019 Present
Nylife Securities Llc Schaumburg IL 11/2001 07/2019
Massmutual Life Insurance Co Lisle IL 08/2019 Present
  • 11/2001 → 07/2019
    New York Life Insurance Company
    Schaumburg, IL
  • 08/2019 → Present
    Lisle, IL
  • 11/2001 → 07/2019
    Nylife Securities Llc
    Schaumburg, IL
  • 08/2019 → Present
    Massmutual Life Insurance Co
    Lisle, IL
Other Businesses

(1) NAME: WEI YANG INV REL: Y ADDR: 2441 WARRENVILLE RD, STE 300, LISLE, IL 60532 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 7/2009 NO HRS/MO: 6 NO HRS/MO DUR TRADING: 0 DUTIES: LIFE, HEALTH, PROPERTY AND CASUALTY, LONG-TERM CARE (2) NAME: WEI YANG INV REL: N ADDR: 2441 WARRENVILLE RD, STE 300, LISLE, IL 60532 NATURE: NON-PROFIT COMMUNITY ORGANIZATION BOARD SERVICE POSITION: CHAIRWOMAN OF BOARD FOR ANCA START: 2006 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 (3) NAME: WEI YANG INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: ALUMNI ADVISORY BOARD & EVENTS POSITION: VOLUNTEER, EXTERNAL ADVISORY BOARD MEMBER FOR NEIU ALUMNI START: 7/2016 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-27
S63 Uniform Securities Agent State Law Examination 2000-08-30
  • S65 Uniform Investment Adviser Law Examination
    2021-02-27
  • S63 Uniform Securities Agent State Law Examination
    2000-08-30
Other Names
  • Wei Yang

View on SEC IAPD

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