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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-27
WA RA APPROVED 2009-08-31
  • TX RA
    APPROVED_RES
    Since 2012-04-27
  • WA RA
    APPROVED
    Since 2009-08-31

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

16000 Bothell Everett Hwy Suite 320, Mill Creek, WA 98012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Mill Creek WA 08/2009 Present
Duitsman Financial, Inc. Mill Creek WA 08/2009 Present
Raymond James Financial Services Advisors Mill Creek WA 08/2009 Present
Non-Variable Insurance Mill Creek WA 02/2010 Present
Rental Real Estate Everett WA 08/2013 05/2021
  • 08/2009 → Present
    Raymond James Financial Services
    Mill Creek, WA
  • 08/2009 → Present
    Duitsman Financial, Inc.
    Mill Creek, WA
  • 08/2009 → Present
    Raymond James Financial Services Advisors
    Mill Creek, WA
  • 02/2010 → Present
    Non-Variable Insurance
    Mill Creek, WA
  • 08/2013 → 05/2021
    Rental Real Estate
    Everett, WA
Previous Registrations
Other Businesses

(1)Name of Business: Duitsman Financial Inc Address: 16000 Bothell Everett Hwy Suite 320, Mill Creek, WA, 98012, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/01/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LTC Sales (2)Name of Business: Duitsman Financial Inc. Address: 16000 Bothell-Everett Hwy Suite 320, Mill Creek, WA, 98012, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/28/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Support Company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-25
S63 Uniform Securities Agent State Law Examination 2000-10-30
  • S66 Uniform Combined State Law Examination
    2007-01-25
  • S63 Uniform Securities Agent State Law Examination
    2000-10-30
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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