Nicholas Robert Pontilena

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  National Life Group
  Fairfield, NJ
• 06/2013 → Present
  Equity Services Inc.
  Montpelier, VT

Previous Registrations

• 2009-08-21 → 2013-06-24
  Lpl Financial Llc
  Paramus, NJ
• 2009-06-01 → 2009-08-24
  Morgan Stanley
  Fairfield, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Fairfield, NJ
• 2003-07-14 → 2007-04-02
  Morgan Stanley Dw Inc.
  Fairfield, NJ
  Fairfield, NJ

Other Businesses

*AMERICAN SCHOOL OF BUSINESS. 194 RT 46 E, FAIRFIELD, NJ. INV REL. TEACH CE COURSES TO INS AND SEC LICENSED PROFESSIONALS. INSTRUCTOR. 5/2013-CURRENT. 3-6 HRS/MO. DURING SOME TRADE HRS. *NATIONAL LIFE GROUP, 100 PASSAIC AVE, SUITE 110 FAIRFIELD, NJ. INV REL. IND AGENT SELLING NON REG PRODUCTS. AGENT. 5/2013-CURRENT. 12-20 HRS/MO. DURING TRADE HRS.*REAL ESTATE. INV REL. REAL ESTATE REFERRAL AGENT THROUGH WEICHERT. REFERRAL AGENT. CURRENTLY ENGAGED. 0 HRS/MO. NOT DURING TRADE HRS. *STILLMAN SCHOOL OF BUSINESS. SETON HALL UNIVERSITY 400 SOUTH ORANGE AVE, SOUTH ORANGE, NJ 07079. NOT INV REL. ADVISORY BOARD FOR FINANCIE, PROVIDING EXPERTISE FOR BETTERMENT OF THE FINANCE SCHOOL. MEMBER. NO DUTIES, ONLY ATTEND MEETINGS. NOT DURING TRADE HRS. *INTEGRATED FINANCIAL CONCEPTS LLC. 100 PASSAIC AVE SUITE 110 FAIRFIELD NJ 07704. INV REL. MARCH 2017. INS SALES. SALES AGENT. 100% OF TIME. DURING TRADE HRS. *NICHOLAS R. PONTILENA. 100 PASSAIC AVENUE, SUITE 100, FAIRFIELD, NJ. JUNE 2018. INV REL. APPLYING TO NFLPA TO BE ON LIST OF NFLPA CERTIFIED PLAYER FINANCIAL ADVISORS. FINANCIAL ADVISOR/CFP. WILL NETWORK TO PLAYERS AND AGENTS OF THE NFL. DURING TRADE HRS.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-03

Designations

• Certified Financial Planner