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Nicholas Robert Pontilena

Equity Services, Inc.

Roseland, NJ

Red Bank, NJ

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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-06-07
  • NJ RA
    APPROVED
    Since 2013-06-07

Branch Locations

103 Eisenhower Parkway Suite 306, Roseland, NJ 07068 • United States

200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Group Fairfield NJ 05/2013 Present
Equity Services Inc. Montpelier VT 06/2013 Present
  • 05/2013 → Present
    National Life Group
    Fairfield, NJ
  • 06/2013 → Present
    Montpelier, VT
Previous Registrations
  • 2009-08-21 → 2013-06-24
    Paramus, NJ
  • 2009-06-01 → 2009-08-24
    Fairfield, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Fairfield, NJ
  • 2003-07-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Fairfield, NJ
    Fairfield, NJ
Other Businesses

*AMERICAN SCHOOL OF BUSINESS. 194 RT 46 E, FAIRFIELD, NJ. INV REL. TEACH CE COURSES TO INS AND SEC LICENSED PROFESSIONALS. INSTRUCTOR. 5/2013-CURRENT. 3-6 HRS/MO. DURING SOME TRADE HRS. *NATIONAL LIFE GROUP, 100 PASSAIC AVE, SUITE 110 FAIRFIELD, NJ. INV REL. IND AGENT SELLING NON REG PRODUCTS. AGENT. 5/2013-CURRENT. 12-20 HRS/MO. DURING TRADE HRS.*REAL ESTATE. INV REL. REAL ESTATE REFERRAL AGENT THROUGH WEICHERT. REFERRAL AGENT. CURRENTLY ENGAGED. 0 HRS/MO. NOT DURING TRADE HRS. *STILLMAN SCHOOL OF BUSINESS. SETON HALL UNIVERSITY 400 SOUTH ORANGE AVE, SOUTH ORANGE, NJ 07079. NOT INV REL. ADVISORY BOARD FOR FINANCIE, PROVIDING EXPERTISE FOR BETTERMENT OF THE FINANCE SCHOOL. MEMBER. NO DUTIES, ONLY ATTEND MEETINGS. NOT DURING TRADE HRS. *INTEGRATED FINANCIAL CONCEPTS LLC. 100 PASSAIC AVE SUITE 110 FAIRFIELD NJ 07704. INV REL. MARCH 2017. INS SALES. SALES AGENT. 100% OF TIME. DURING TRADE HRS. *NICHOLAS R. PONTILENA. 100 PASSAIC AVENUE, SUITE 100, FAIRFIELD, NJ. JUNE 2018. INV REL. APPLYING TO NFLPA TO BE ON LIST OF NFLPA CERTIFIED PLAYER FINANCIAL ADVISORS. FINANCIAL ADVISOR/CFP. WILL NETWORK TO PLAYERS AND AGENTS OF THE NFL. DURING TRADE HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-03
  • S66 Uniform Combined State Law Examination
    2003-07-03
Designations

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