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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-28 |
| NM | RA | APPROVED | 2004-07-30 |
Branch Locations
300 Galisteo St Ste 101, Santa Fe, NM 87501 • United States
Santa Fe, NM • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Santa Fe | NM | 07/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Fe | NM | 03/2020 | Present |
Business Ownership; Santa Fe Practice Management, LLC; ; Management of the day-to-day operations and expenses of my Ameriprise Financial franchise practice.; 300 Galisteo St., Ste. 101Santa Fe, NM 87501, ,; ; 03/15/2013; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-27 |
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