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James Michael Caruso

Edward Jones

Saint Louis, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-25
TX RA APPROVED_RES 2019-02-14
  • MO RA
    APPROVED
    Since 2024-07-25
  • TX RA
    APPROVED_RES
    Since 2019-02-14

Branch Locations

3668 S Geyer Rd Suite 200, Saint Louis, MO 63127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 07/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-28
  • S63 Uniform Securities Agent State Law Examination
    2000-09-28
Designations

View on SEC IAPD

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Other Offices

&PARTNERS · Saint Louis, MO
CETERA INVESTMENT ADVISERS LLC · ST LOUIS, MO
CLARIS ADVISORS, LLC · ST. LOUIS, MO
MORGAN STANLEY · St. Louis, MO
M HOLDINGS SECURITIES, INC. · ST. LOUIS, MO
UMB FINANCIAL SERVICES, INC. · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO

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