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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-07-10
TX RA APPROVED_RES 2021-05-27
CA RA APPROVED 2021-02-16
  • UT RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED_RES
    Since 2021-05-27
  • CA RA
    APPROVED
    Since 2021-02-16

Branch Locations

33302 Valle Road, San Juan Capistrano, CA 92675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. San Juan Capistrano CA 05/2015 02/2021
Massmutual Life Insurance Company San Juan Capistrano CA 10/2020 Present
Mml Investors Services, Llc San Juan Capistrano CA 02/2021 Present
  • 05/2015 → 02/2021
    Woodbury Financial Services, Inc.
    San Juan Capistrano, CA
  • 10/2020 → Present
    Massmutual Life Insurance Company
    San Juan Capistrano, CA
  • 02/2021 → Present
    San Juan Capistrano, CA
Previous Registrations
  • 2015-05-11 → 2021-02-15
    Woodbury Financial Services, Inc.
    San Juan Capistrano, CA
    San Juan Capistrano, CA
    San Diego, CA
  • 2012-11-15 → 2015-05-15
    Newport Beach, CA
  • 2007-06-26 → 2012-12-07
    Newport Beach, CA
    San Clemente, CA
    Charlotte, NC
    Irvine, CA
    Newport Beach, CA
    Newport Beach, CA
  • 2007-05-18 → 2008-10-28
    Baker & Associates
    Irvine, CA
Other Businesses

NAME: ROBERT LLOYD MACNIDER INV REL: Y ADD: RESIDENTIAL ADD NATURE: FIXED LIFE,FIXED ANNUITY, HEALTH, LTC AND MEDICAL BENEFITS INSURANCE POSITION:AGENT START DATE: 7/2000 NO HRS/MO: 5 NOR HRS/MO DUR TRADING: 5 DUTIES: FIXED LIFE,FIXED ANNUITY, HEALTH, LTC AND MEDICAL BENEFITS INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-17
S63 Uniform Securities Agent State Law Examination 2000-09-12
  • S65 Uniform Investment Adviser Law Examination
    2007-05-17
  • S63 Uniform Securities Agent State Law Examination
    2000-09-12

View on SEC IAPD

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