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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-08-21
TX RA APPROVED_RES 2010-11-04
  • CT RA
    APPROVED
    Since 2023-08-21
  • TX RA
    APPROVED_RES
    Since 2010-11-04

Branch Locations

92 Ames St, Cambridge, MA 02142 • United States

Needham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 04/2000 Present
Bank Of America, N.A. Boston MA 08/2009 Present
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ACTING AS TRUSTEE FOR A FAMILY MEMBERINVESTMENT RELATED: YADDRESS OF BUSINESS: NEEDHAM, MASSACHUSETTS POSITION, TITLE, ASSOCIATION: TRUSTEESTART DATE OF RELATIONSHIP: 7/13/2009NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: ACTING AS TRUSTEE FOR A FAMILY MEMBERFOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MASSTRANINVESTMENT RELATED: NADDRESS OF BUSINESS: DANVERS, MASSACHUSETTS POSITION, TITLE, ASSOCIATION: MANAGING MEMBER, START DATE OF RELATIONSHIP: 12/10/2012NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: COMPANY IS AN S-CORP. PARENT IS SOLE OWNER. DUTIES WILL BE GENERAL CONSULTING, NON-INVESTMENT RELATEDI*90335FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: COMMERCIAL STREETINVESTMENT RELATED: YADDRESS OF BUSINESS: BOSTON, MASSACHUSETTS NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: TRUSTEESTART DATE OF RELATIONSHIP: 2/2/2016NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PRESIDENT OF CONDO ASSOCIATIONI*90336FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: COMMERCIAL STREETINVESTMENT RELATED: YADDRESS OF BUSINESS: BOSTON, MASSACHUSETTS NATURE OF BUSINESS: SOLE PROPRIETORSHIPPOSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 2/1/2016NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL PROPERTYI*: 1758333Entity Type: Entity For ProfitName of OBA: MEEL, LLCAddress: Hollywood, FLInvestment Related: NoPosition, Title, Association: OtherEmployee Start Date: 05/14/2014Number of Hours: 0Number of Hours during trading: 0 Duties: My parents Mark and Esther own an investment property in this LLC. I am strictly for helping them with signing documents if necessary.I*: 1758335Entity Type: Entity For ProfitName of OBA: EMFA, LLCAddress: Needham, MAInvestment Related: NoPosition, Title, Association: OtherEmployee Start Date: 12/09/2019Number of Hours: 0Number of Hours during trading: 0 Duties: This is an LLC owned by parents, I am the manager for the LLC for strictly signing purposes if they need. EMFA - my folks own a home 50/50. I am manager on it for for continuity purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-13
  • S66 Uniform Combined State Law Examination
    2001-08-13

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