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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2012-05-14
TX RA APPROVED 2006-05-31
OH RA APPROVED 2005-02-14
  • IN RA
    APPROVED
    Since 2012-05-14
  • TX RA
    APPROVED
    Since 2006-05-31
  • OH RA
    APPROVED
    Since 2005-02-14

Branch Locations

5692 Georgetown Road, Indianapolis, IN 46254 • United States

9280 Montgomery Road Suite 300, Montgomery, OH 45242 • United States

Harrison, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 08/2001 Present
  • 08/2001 → Present
    Fifth Third Securities
    Cincinnati, OH
Other Businesses

3641 Krierview LLC - Cleves, OH - rental property holding - co-owner - nominal hrs/mo (0 during mrkt hrs) - not investment related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-01
  • S66 Uniform Combined State Law Examination
    2000-09-01
Designations

View on SEC IAPD

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