Marcus U Jean-Simon

Current Employers

Employment History

• 04/2010 → Present
  Bank Of America, N.A.
  Chicago, IL
• 03/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Previous Registrations

• 2009-09-21 → 2010-04-05
  Chase Investment Services Corp.
  Woodridge, IL
• 2007-03-30 → 2009-01-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  Pennington, NJ
  New York, NY
• 2004-09-22 → 2006-02-14
  Chase Investment Services Corp.
  New York, NY
• 2003-10-28 → 2004-09-22
  Banc One Securities Corporation
  Gary, IN
• 2003-09-16 → 2003-10-23
  Ameriprise Financial Services, Llc
  Rosemont, IL

Other Businesses

I*6286 For profit or not for profit: Name of outside business organization: MARCUS JEAN-SIMON Address of business: SHOREWOOD, Illinois 6040 Position, title, association: , Start date of relationship: 6/1/2018Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 Duties: I*3476265, Entity Type: Fiduciary role Name of OBA: U M J-S Address: Lynwood, Illinois, 60411, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/12/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: I*4718288 Entity Type: For Profit Name of OBA: L.M. J.-S. Address: NORTH BARRINGTON, Illinois, 60010 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Social/cultural organization dedicated to curating experiences that celebrate, connect, and empower the African & Afro-Caribbean diaspora communities. Create/Manage events and programs. Manage/Co-lead the organization.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-09
• S66 Uniform Combined State Law Examination
  2000-09-27

Other Names

• Marcus U Jean-Simon
• Marcus Ulrick Jean-Simon
• Marcus Jean-Simon