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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-13
  • TX RA
    APPROVED
    Since 2020-10-13

Branch Locations

5600 Clearfork Main Street Suite 450, Fort Worth, TX 76109 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teak Tree Capital Management, Llc Fort Worth TX 04/2009 09/2020
Comprehensive Asset Management And Servicing, Inc. Parsippany NJ 04/2009 09/2020
Hightower Chicago IL 09/2020 Present
  • 04/2009 → 09/2020
    Teak Tree Capital Management, Llc
    Fort Worth, TX
  • 04/2009 → 09/2020
    Comprehensive Asset Management And Servicing, Inc.
    Parsippany, NJ
  • 09/2020 → Present
    Hightower
    Chicago, IL
Previous Registrations
Other Businesses

1-TEAK TREE CAPITAL MANAGEMENT LLC / RIA; financial advisory and asset management. 2-Personal Loan; Fort Worth, TX; Service description: Personal loan to purchase property and build house; Title: Partner; Start date: 05/21/2018; Duties: Lender; Time spent: None. 3-River Park HOA; Ft Worth, TX; non-investment related; title: Treasurer; Start date: 7/1/2010; Duties: treasurer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-23
S66 Uniform Combined State Law Examination 2000-10-12
  • S65 Uniform Investment Adviser Law Examination
    2004-06-23
  • S66 Uniform Combined State Law Examination
    2000-10-12
Designations

View on SEC IAPD

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