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Pamela Lea Natvig

J.P. Morgan Securities LLC

Fort Worth, TX

CRD 4239797

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-30
  • TX RA
    APPROVED
    Since 2018-01-30

Branch Locations

4420 Golden Triangle Blvd, Fort Worth, TX 76244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richardson TX 04/2000 01/2018
Jpmorgan Chase Bank, N.A. Dallas TX 01/2018 Present
J.P. Morgan Securities Llc Dallas TX 01/2018 Present
  • 04/2000 → 01/2018
    Ameriprise Financial Services, Inc.
    Richardson, TX
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 01/2018 → Present
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-11
S63 Uniform Securities Agent State Law Examination 2000-08-18
  • S65 Uniform Investment Adviser Law Examination
    2002-06-11
  • S63 Uniform Securities Agent State Law Examination
    2000-08-18
Designations
  • Certified Financial Planner
Other Names
  • Pamela Lea Ritchson
  • Pamela Frederick
  • Pamela L Frederick
  • Pamela Lea Frederick

View on SEC IAPD

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