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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-30 |
Branch Locations
4420 Golden Triangle Blvd, Fort Worth, TX 76244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richardson | TX | 04/2000 | 01/2018 |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 01/2018 | Present |
| J.P. Morgan Securities Llc | Dallas | TX | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-18 |
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