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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-08-05 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
30 S. Pine Street Unit 2B, Doylestown, PA 18901 • United States
Wayne, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Philadelphia | PA | 04/2011 | 04/2021 |
| Kestra Investment Services, Llc | Newtown | PA | 06/2021 | Present |
| Kestra Advisory Services Llc | Newtown | PA | 06/2021 | Present |
Business Name: Automation Distribution Inc Investment Related: No Address: 2398 N Penn Rd Hatfield PA 19440 Nature of Business: Other Other/None of the Above Buys and sells products and services Position, Title or Relationship: Accounting Clerk and Office Manager Start Date: 4/13/2021 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Assists in accounting and office administrationBusiness Name: Drake, Lehner and Morgan, LLC Investment Related: Yes Address: 41 University Drive Suite 400 Newtown PA 18940 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Employee Start Date: 7/25/2021 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Registered Representative and Investment AdvisoryBusiness Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Pkwy Bldg Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Representative Start Date: 7/26/2021 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Provide investment advisory services to clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-13 |
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