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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
OK RA APPROVED 2012-08-03
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • OK RA
    APPROVED
    Since 2012-08-03

Branch Locations

5712 Nw 132Nd St Ste 1, Oklahoma City, OK 73142 • United States

Edmond, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primericafinancial Services Oklahoma City OK 04/2000 Present
Pfs Investments Inc Oklahoma City OK 03/2001 Present
  • 04/2000 → Present
    Primericafinancial Services
    Oklahoma City, OK
  • 03/2001 → Present
    Oklahoma City, OK
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Owner, Rental property, 09/2013 to Present. Owner/President, Thunderback Inc., 09/2018 to Present. DH LLC, Investment Related, 13204 N. Macarthur Blvd, Oklahoma City, OK, 73142, Primerica Business Purposes, Owner/Partner, 7/20/2017 to Present, 200 hours per month (150 hours per month during securities trading hours), Legal entity formed solely for Primerica business purposes Dubbell and Associates, Inc., Investment Related, 5712 NW 132nd St. Ste 1, Oklahoma City, OK 73142, Primerica Business Purposes, Owner, 12/16/2002 to Present, 200 hours per month (150 hours per month during securities trading hours), Legal entity formed solely for Primerica business purposes. Eric Dubbell, Not Investment Related, 5712 NW 132nd St. Ste.1 Oklahoma City OK 73142 , Self Employed Notary Public, November 2021 to Present, 2 hours per month (2 hours per month during securities trading hours). Band of Brothers Bootcamp (Non-Profit) - Co-Founder/Leader - 12/2023 to present - Nature of the Business: Men's Ministry - Oklahoma City, OK 73142 - Non-investment related - # of hours per month: 10 (5 during securities trading hours)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-12
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S65 Uniform Investment Adviser Law Examination
    2012-07-12
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31

View on SEC IAPD

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