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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-25 |
| TX | RA | APPROVED | 2024-09-25 |
Branch Locations
110 Washington Street 2Nd Floor, Cumberland, MD 21502 • United States
2000 Tower Way, Suite 2037, Greensburg, PA 15601 • United States
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
999 Eisenhower Blvd. Suit 1, Johnstown, PA 15904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Johnstown | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Johnstown | PA | 11/2016 | 09/2024 |
| &Partners | Nashville | TN | 09/2024 | Present |
HINDMAN FUNERAL HOMES AND CREMATORY, INC POSITION: Director - Board Member NATURE: Family Business - Part of Succession Plan for Business Continuity If Stakeholders pass away INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2018 ADDRESS: 146 Chandler Ave Johnstown, PA 15906, United States DESCRIPTION: None unless key stakeholders pass away or become incapacitated APRICITY & AFFILIATES, LLC POSITION: Member NATURE: Holding company for investments. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2026 ADDRESS: Johnstown, PA 15905, United States DESCRIPTION: N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-15 |
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