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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-28 |
| TX | RA | APPROVED | 2016-11-30 |
Branch Locations
5015 Campuswood Drive Suite 201, East Syracuse, NY 13057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Overland Park | KS | 01/2013 | 11/2016 |
| Financial Engines Advisors L.L.C. | Cicero | NY | 11/2016 | Present |
1) 3rd Ward Community Group, Inc.; INVESTMENT RELATED: No; ADDRESS: SYRACUSE, NY 13211; NATURE: Community organization providing information and resources for the community.; POSITION: Founder / Director / President; START DATE: 06/01/2022; NUMBER OF HOURS/MONTH: 15 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: To oversee meetings, provide direction for members, actively involved with overall operations. 2) Ciciarelli Farms LLC; INVESTMENT RELATED: No; ADDRESS: Syracuse, NY 13211; NATURE: Farming, Garlic; POSITION: Sole Owner; START DATE: 06/01/2023; NUMBER OF HOURS/MONTH: 05 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Planting, harvesting garlic. Just started business with LLC filing June/2023, time associated is weekends in the months of June/July & October.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-15 |
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