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Roy W Echols

LPl Financial LLC

Tampa, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-19
  • FL RA
    APPROVED
    Since 2022-05-19

Branch Locations

6536 E Hillsborough Ave, Tampa, FL 33610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suncoast Schools Fcu/ Members Trust Company Tampa FL 09/1999 Present
Cuna Brokerage Services, Inc. Waverly IA 07/2000 Present
Lpl Financial Llc Tampa FL 05/2022 Present
  • 09/1999 → Present
    Suncoast Schools Fcu/ Members Trust Company
    Tampa, FL
  • 07/2000 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Tampa, FL
Previous Registrations
  • 2001-04-23 → 2022-05-24
    Cuna Brokerage Services, Inc.
    Fort Myers, FL
    Naples, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Waverly, IA
Other Businesses

1. 05-18-2022-Suncoast Investment Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-01
  • S66 Uniform Combined State Law Examination
    2001-11-01

View on SEC IAPD

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