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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-05 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
550 S 4Th St 14Th Fl [Regional Supervision], Minneapolis, MN 55415 • United States
Lino Lakes, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | MN | 12/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | MN | 11/2016 | Present |
YOUNG LIVING; NOT INVESTMENT RELATED; LEHI, UT; INDIVIDUAL DITRIBUTOR; START DATE 02/2017; 5 HOURS PER MONTH / 0 DURING TRADING HOURS. SELLING HEALTH AND WELLNESS PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-12 |
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