Peter Gruenes

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 10/2016
  Scottrade
  Redmond, WA
• 10/2016 → 02/2020
  E*Trade Securities Llc
  Portland, OR
• 10/2016 → 02/2020
  E*Trade Capital Management Llc
  Portland, OR
• 02/2020 → 07/2023
  E*Trade Securities Llc
  Portland, OR
• 02/2020 → 07/2023
  E*Trade Capital Management Llc
  Portland, OR
• 03/2023 → 07/2023
  Morgan Stanley
  Portland, OR
• 01/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 01/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 07/2023 → 01/2024
  Unemployeed
  Sandy, OR

Previous Registrations

• 2016-10-07 → 2023-08-14
  Harrisdirect Llc
  Portland, OR
  Arlington, VA
  Portland, OR
  Portland, OR
• 2023-03-23 → 2023-08-14
  Morgan Stanley
  Portland, OR
  Purchase, NY
• 2006-07-10 → 2016-03-03
  Td Ameritrade, Inc.
  Portland, OR
  Chicago, IL
  Bellevue, WA
  Bellevue, WA
• 2006-07-10 → 2016-03-03
  Td Ameritrade Investment Management, Llc
  Portland, OR
  Chicago, IL
  Bellevue, WA
• 2006-02-02 → 2006-07-05
  T. Rowe Price Advisory Services, Inc.
  Oak Brook, IL
• 2004-06-16 → 2005-06-20
  Charles Schwab & Co., Inc.
  Laguna Hills, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-06-10
• S63 Uniform Securities Agent State Law Examination
  2001-01-11

Other Names

• Peter James Gruenes