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Theodore Dau Lew

Captrust

San Ramon, CA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-13
CA RA APPROVED 2019-01-16
  • TX RA
    APPROVED
    Since 2019-06-13
  • CA RA
    APPROVED
    Since 2019-01-16

Branch Locations

2010 Crow Canyon Place Ste. 210, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Watermark Asset Management San Ramon CA 09/2013 12/2018
Captrust Raleigh NC 12/2018 Present
  • 09/2013 → 12/2018
    Watermark Asset Management
    San Ramon, CA
  • 12/2018 → Present
    Captrust
    Raleigh, NC
Previous Registrations
  • 2013-09-05 → 2018-12-31
    Watermark Asset Management, Inc.
    San Ramon, CA
  • 2011-09-20 → 2013-05-23
    Valic Financial Advisors, Inc.
    Oakland, CA
    Modesto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-15
S63 Uniform Securities Agent State Law Examination 2008-12-17
  • S65 Uniform Investment Adviser Law Examination
    2011-09-15
  • S63 Uniform Securities Agent State Law Examination
    2008-12-17
Designations
Other Names
  • Ted Lew

View on SEC IAPD

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