Robert N. Newman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2024-02-23
TX	RA	APPROVED_RES	2020-03-11
CA	RA	APPROVED	2009-06-01

NV RA
APPROVED

Since 2024-02-23
TX RA
APPROVED_RES

Since 2020-03-11
CA RA
APPROVED

Since 2009-06-01

Branch Locations

5390 Kietzke Lane Suite 200, Reno, NV 89511 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Beverly Hills	CA	04/2007	Present
Morgan Stanley Smith Barney	Reno	NV	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

Beverly Hills, CA
06/2009 → Present

Morgan Stanley Smith Barney

Reno, NV
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Los Angeles, CA

Beverly Hills, CA
2005-03-18 → 2007-04-02

Morgan Stanley Dw Inc.

Beverly Hills, CA

Beverly Hls, CA
2001-01-08 → 2005-04-15

Ubs Financial Services Inc.

Century City, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-09

S66 Uniform Combined State Law Examination

2000-11-09

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews