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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-10-12 |
| CO | RA | APPROVED | 2016-08-17 |
| CA | RA | APPROVED | 2016-08-11 |
| TX | RA | APPROVED_RES | 2016-07-26 |
Branch Locations
8778 Wolff Ct Ste 101, Westminster, CO 80031 • United States
17505 N 79Th Ave Ste 102, Glendale, AZ 85308 • United States
835 E 2Nd Ave Ste 444, Durango, CO 80301 • United States
Glendale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glendale | AZ | 01/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Glendale | AZ | 03/2020 | Present |
Business Ownership; American Traditions Holdings, LLC; Owner; Investment Real Estate (Residential); 6426 W. Voltaire Dr., , Glendale, AZ, 85304; Not Investment-Related; 07/01/2012; 0 hours per month; 0 during trading hours / WBI Management, LLC; Pass Through / Shell Company; The LLC is to support the management / business operations of the financial services practice. Pass Through / Shell Company; 6426 W. Voltaire Drive, , Glendale, AZ, 85304; Not Investment-Related; 08/01/2016; 0 hours per month; 0 during trading hours / Great Western Equipment Service; Business Management; Equipment Service & Fabrication; 6426 W. Voltaire Dr., , Glendale, AZ, 85304; Not Investment-Related; 09/01/2014; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-01 |
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