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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-03-13 |
| NC | RA | APPROVED | 2022-09-12 |
| TX | RA | APPROVED_RES | 2022-09-12 |
Branch Locations
7 Sheridan Sq, Kingsport, TN 37660 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investments, Llc | Plainsboro | NJ | 12/2010 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 09/2022 | Present |
| Bank Of America, N.A. | Charlotte | NC | 10/2022 | Present |
I"968261", Name of OBA: Growley Plantation, Address: Barnwell, South Carolina, Investment Related: N, Position, Title: ["Owner"], Employee Start Date: 1/1/2014, No Hours: 4, Monthly No Hours: during trading: 0 Duties: Generating supplemental income by planting, growing and harvesting pine trees. I*1204332 For profit or not for profit: Entity For Profit Name of outside business organization: Growley Brothers Holdings LLC Investment related: N Address of business: Charlotte, North Carolina, 28210 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 4/1/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Rental property investment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-02 |
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