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Janet L Peterson

Charles Schwab & Co., Inc.

Red Bank, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-07-17
  • NJ RA
    APPROVED
    Since 2018-07-17

Branch Locations

55 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc New York NY 07/2016 12/2016
E*Trade Capital Management Llc New York NY 07/2016 12/2016
Oppenheimer & Co. Inc. Red Bank NJ 01/2017 02/2018
Charles Schwab & Co., Inc. Red Bank NJ 06/2018 Present
Charles Schwab Bank Ssb Red Bank NJ 06/2018 Present
Unemployed Atlantic Highlands NJ 02/2018 06/2018
  • 07/2016 → 12/2016
    E*Trade Securities Llc
    New York, NY
  • 07/2016 → 12/2016
    E*Trade Capital Management Llc
    New York, NY
  • 01/2017 → 02/2018
    Oppenheimer & Co. Inc.
    Red Bank, NJ
  • 06/2018 → Present
    Charles Schwab & Co., Inc.
    Red Bank, NJ
  • 06/2018 → Present
    Charles Schwab Bank Ssb
    Red Bank, NJ
  • 02/2018 → 06/2018
    Unemployed
    Atlantic Highlands, NJ
Previous Registrations
  • 2017-01-26 → 2018-02-02
    Oppenheimer & Co. Inc.
    Red Bank, NJ
  • 2016-07-22 → 2016-12-15
    Harrisdirect Llc
    New York, NY
    Arlington, VA
  • 2016-01-21 → 2016-02-16
    Oppenheimer & Co. Inc.
    Red Bank, NJ
  • 2004-05-24 → 2015-04-17
    Td Ameritrade, Inc.
    Edison, NJ
    Red Bank, NJ
  • 2006-04-25 → 2015-04-17
    Td Ameritrade Investment Management, Llc
    Red Bank, NJ
    Shrewsbury, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-17
S63 Uniform Securities Agent State Law Examination 2001-05-15
  • S66 Uniform Combined State Law Examination
    2004-05-17
  • S63 Uniform Securities Agent State Law Examination
    2001-05-15
Other Names
  • Janet Lee Peterson
  • Janet Lee Trenet

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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