Janet L Peterson

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 12/2016
  E*Trade Securities Llc
  New York, NY
• 07/2016 → 12/2016
  E*Trade Capital Management Llc
  New York, NY
• 01/2017 → 02/2018
  Oppenheimer & Co. Inc.
  Red Bank, NJ
• 06/2018 → Present
  Charles Schwab & Co., Inc.
  Red Bank, NJ
• 06/2018 → Present
  Charles Schwab Bank Ssb
  Red Bank, NJ
• 02/2018 → 06/2018
  Unemployed
  Atlantic Highlands, NJ

Previous Registrations

• 2017-01-26 → 2018-02-02
  Oppenheimer & Co. Inc.
  Red Bank, NJ
• 2016-07-22 → 2016-12-15
  Harrisdirect Llc
  New York, NY
  Arlington, VA
• 2016-01-21 → 2016-02-16
  Oppenheimer & Co. Inc.
  Red Bank, NJ
• 2004-05-24 → 2015-04-17
  Td Ameritrade, Inc.
  Edison, NJ
  Red Bank, NJ
• 2006-04-25 → 2015-04-17
  Td Ameritrade Investment Management, Llc
  Red Bank, NJ
  Shrewsbury, NJ

Exams

• S66 Uniform Combined State Law Examination
  2004-05-17
• S63 Uniform Securities Agent State Law Examination
  2001-05-15

Other Names

• Janet Lee Peterson
• Janet Lee Trenet