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James Phillip Rieniets

LPl Financial LLC

Gillette, WY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-11-29
  • WY RA
    APPROVED
    Since 2017-11-29

Branch Locations

319 S Gillette Ave Ste 302, Gillette, WY 82716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Gillette WY 06/2000 11/2017
Lpl Financial Llc Gillette WY 11/2017 Present
  • 06/2000 → 11/2017
    Investment Centers Of America
    Gillette, WY
  • 11/2017 → Present
    Gillette, WY
Previous Registrations
  • 2017-08-09 → 2017-11-29
    Investment Centers Of America, Inc.
    Gillette, WY
    Gillette, WY
    New Castle, WY
    Gillette, WY
    New Castle, WY
    Douglas, WY
Other Businesses

1) 11/29/2017 - RIENIETS FINANCIAL SERVICES, INC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only. 2) 11/29/2017 - RIENIETS FINANCIAL SERVICES, INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Co-owner.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-10
  • S63 Uniform Securities Agent State Law Examination
    2000-10-10
Other Names
  • Jim Rieniets

View on SEC IAPD

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