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Nita Renee Rieniets

LPl Financial LLC

Gillette, WY

CRD 1621201

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-29
WY RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29
  • WY RA
    APPROVED
    Since 2017-11-29

Branch Locations

319 S Gillette Ave Ste 302, Gillette, WY 82716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Gillette WY 05/1995 11/2017
Lpl Financial Llc Gillette WY 11/2017 Present
  • 05/1995 → 11/2017
    Investment Centers Of America, Inc.
    Gillette, WY
  • 11/2017 → Present
    Gillette, WY
Previous Registrations
  • 2005-02-22 → 2017-11-29
    Investment Centers Of America, Inc.
    Gillette, WY
    New Castle, WY
    Gillette, WY
    Gillette, WY
    Douglas, WY
    New Castle, WY
Other Businesses

1. 11/29/2017 - Rieniets Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Co-Owner. 2. 11/29/2017 - RIENIETS FINANCIAL SERVICES, INC. - Not Investment Related- At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - OFFICER - start date 2000. 3. 03/15/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Non-Variable Insurance Trails Only - Start Date 03/13/2018 - 10 Hours Per Month/1 Hour During Securities Trading. 4. 2/9/2021 - ICAG Ins Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/08/2021 - 5 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-04
  • S63 Uniform Securities Agent State Law Examination
    1987-04-04
Designations
  • Certified Financial Planner
Other Names
  • Nita Renee Hatzenbuehler
  • Nita Renee Rieniets
  • Nita Renee Rieniets Cfp

View on SEC IAPD

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