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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-08-07 |
Branch Locations
601 4J Court, Unit A, Gillette, WY 82716 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 03/2015 | 06/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2017 | 06/2017 |
| Legacy One Financial Advisors | Austin | TX | 06/2017 | 06/2017 |
| Commonwealth Financial Network | Waltham | MA | 06/2017 | 09/2022 |
| Planwise Financial Group | Austin | TX | 03/2018 | 09/2022 |
| Lpl Financial Llc | Gillette | WY | 11/2022 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 05/2023 | Present |
1) 11/2022- HUB RETIREMENT AND WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- inv. related- GILLETTE, WY 2) 11/2022- MRP, A DIVISION OF HUB INVESTMENT SERVICES - DBA for LPL Business (entity for LPL business)- inv. related- GILLETTE, WY 3) 11/2022- HUB INTERNATIONAL- Outside/W-2 Employment / Admin- inv. related- GILLETTE, WY - start date 11/14/2022- 160hrs/mth 4) 11/2022- Jennifer Cooper - Notary- inv. related- GILLETTE, WY - start date 11/14/2022- 0hrs/mth 5) 11/17/2022 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin - Start Date - 11/14/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/17/2022 - GlobaL Retirement Partners - DBA: HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 11/14/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 7)11/17/2022 - Global Retirement Partners - DBA: MRP, A DIVISION OF HUB INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 11/14/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-11 |
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