John Edward Daley

Current Employers

Employment History

• 07/2004 → Present
  Ubs Financial Services
  Albany, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2009-07-21 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2009-03-03 → 2009-08-07
  Ubs Financial Services Inc.
  Albany, NY
  Glens Falls, NY
  Weehawken, NJ
  Albany, NY

Other Businesses

1.AMERICAN PORTFOLIOS ADVISORS RIA IS SECURITIES RELATED STARTED IN 2009 DEVOTES 2 HRS PER MONTH, 2 HRS DURING MARKET HRS. 2.BBD PUBLISHING BOOK SALES IS NON SECURITIES RELATED STATED IN 2011 DEVOTES 1 HR PER MONTH. 3.RETIRE A WINNER BOOK SALES NON SECURITIES RELATED STARTED IN 2011 100% OWNER DEVOTES 1 HR PER MONTH. 4.HARTFORD INSURANCE NON SECURITIES RELATED STARTED IN 2011 SALES AGENT DEVOTES 1 HR PER MONTH. 5.CHARITABLE REMAINDER TRUST; TTEE. IS SECURITES RELATED; START DATE: 07/2013; DEVOTES 10 HOURS PER MONTH, 2 HRS DURING MARKET HRS. 6. OEM LLC POSITION: MEMBER NATURE: REAL ESTATE OWNERSHIP INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2014 ADDRESS: 659 Plank Rd,, Clifton Park NY 12065, United States DESCRIPTION: I'm a shareholder in an LLC that own various real estate properties 7. PLANNING FOR PROSPERITY, LLC.-BOOK SALES/EDUCATION PATENT PLACEMENT. NOT INVESTMENT RELATED. START DATE 7/1/2014. 5 HOURS DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. 8. HIGHLAND CAPITAL POSITION: agent NATURE: LIFE INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2015 ADDRESS: 659 Plank Rd,, Clifton Park NY 12065, United States DESCRIPTION: insurance sales through highland capital 9. BBD PUBLISHING. BOOK PRINTING. START DATE 2/29/2016. 100% OWNERSHIP. NOT SECURITIES RELATED. 1 HOUR DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. 10. MADISON WEALTH MANAGERS. FIXED INSURANCE. NOT SECURITIES RELATED. START DATE 2009. OWNER, 50%. 4 HOURS DEVOTED PER MONTH, 4 HOURS DURING MARKET HOURS. 11. FIS MARKETING POSITION: agent NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 659 Plank Rd,, Clifton Park NY 12065, United States DESCRIPTION: fixed insurance sales 12. MRW FINANCIAL BROKERAGE POSITION: agent NATURE: LIFE INSURANCE & FIXED ANNUITY SALES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2023 ADDRESS: 659 Plank Rd,, Clifton Park NY 12065, United States DESCRIPTION: fixed insurance sales 13. AQUA GEN LLC POSITION: shareholder NATURE: GREEN ENERGY DISTRIBUTION INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 659 Plank Rd,, Clifton Park NY 12065, United States DESCRIPTION: I have the contractual agreement to sell green/ water energy production systems 14. DALEY LEDGERS POSITION: trustee NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2025 ADDRESS: 659 Plank Rd,, Clifton Park NY 12065, United States DESCRIPTION: I have no duties

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-18
• S63 Uniform Securities Agent State Law Examination
  2000-01-27

Other Names

• Jd Daley