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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
AR RA APPROVED 2015-07-07
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • AR RA
    APPROVED
    Since 2015-07-07

Branch Locations

11300 Cantrell Road Suite 101, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Little Rock AR 07/2015 Present
Stifel, Nicolaus & Company, Incorporated Little Rock AR 07/2015 Present
Previous Registrations
  • 2009-04-09 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2006-11-01 → 2009-03-11
    Stanford Group Company
    Little Rock, AR
  • 2006-10-25 → 2006-11-10
    Stillpoint Wealth Management, Llc
    Atlanta, GA
    Little Rock, AR
  • 2001-02-20 → 2004-10-29
    Little Rock, AR
Other Businesses

1. NOTARY; 11300 CANTRELL RD. STE 101 LITTLE ROCK AR 72212; 0 HOURS PER DAY; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-08
  • S66 Uniform Combined State Law Examination
    2001-02-08
Other Names
  • April Lynn Spotts
  • April Lynn Mcdaniel

View on SEC IAPD

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